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CFA协会对CFA工作经验的要求

来源：高顿网校 2014-08-26

　　以下是CFA协会指定的工作经验要求，主要是利用经济的，统计的，财务的信息进行投资决策分析，注重的工作的实质而不仅仅是职务，工作经验可以在考前、考中、考后累计，以下是CFA协会网站上对于工作经验的详细要求：

　　Work Experience Guidelines

　　FOR THOSE CANDIDATES WHO WERE REGISTERED BEFORE THE 2005 EXAMINATION YEAR AND WHO SUCCESSFULLY COMPLETE THE PROGRAM BY 2007, THE FOLLOWING REQUIREMENTS AND WORK EXPERIENCE GUIDELINES APPLY.

　　Work Experience Guidelines For Eventual Award of the CFA? Charter

　　Three years of acceptable professional work experience are required before the CFA? charter can be awarded. This experience may be accrued while the candidate is in the CFA? Program, after the candidate has passed all three levels of examinations, or from previous positions.

　　Acceptable work experience includes activities that consist to a significant extent of collecting, evaluating, or applying financial, economic, or statistical data (as appropriate) as part of the investment decision-making process; or supervising, directly or indirectly, persons who practice such activities; or the teaching of such activities. The investment decision-making process is the professional practice of financial analysis, investment management, securities analysis, or other similar activities.

　　CFA? CANDIDATES ARE REQUIRED TO SPEND AT LEAST 40 PERCENT OF THEIR TIME IN THESE ACTIVITIES TO ACCRUE THE REQUIRED PROFESSIONAL WORK EXPERIENCE. Summer, part-time, and internship positions do not qualify. The following job titles are provided as a guide only. Job titles alone cannot convey the true nature of the underlying job duties. Therefore, to assess professional work experience, evaluate the nature of your job activity, as described previously, rather than merely the job title.

　　Accountant

　　Actuary

　　Auditor

　　Bank Examiner

　　Bank Lending (corporate)

　　Business Appraiser

　　Client Services Manager

　　Compliance Examiner

　　Consultant on Investment Manager Selection/Investment Policy

　　Corporate Chief Financial Officer

　　Corporate Controller (not financet investment)

　　Derivatives Analyst

　　Director of Finance

　　Director of Mutual Funds

　　Economist (involved in investment decision-making process)

　　Financial Journalist (Editor/Reporter/Publisher)

　　Financial Planner

　　Internal Corporate Planning Analyst

　　Internal Management of Investment Firm

　　Investment Banking/Corporate Finance Consultant

　　Investment Sales (consultative)

　　Investment Strategy Formulation

　　Investor Relations

　　Management Consultant (excluding personnel)

　　Marketer (of investment management services, funds, securities, etc.)

　　Mutual Fund Sales/Trainer

　　Options/Futures/Commodities Analyst

　　Portfolio Administrator

　　Portfolio Manager

　　Portfolio Performance Evaluator

　　Portfolio Strategist

　　Product/Software Developer (of investment-related products rvices)

　　Professor/Instructor (investment, finance, and economics, or non-financial business administration)

　　Quantitative Investment Analyst

　　Real Estate Investment Manager

　　Risk Analyst (securities related)

　　Securities and Investment Analyst

　　Securities Regulation

　　Securities Trader

　　Securities Underwriter

　　Stockbroker/Registered Representative

　　Valuator of Closely Held Business

　　Valuator of Mergers/Acquisitions

　　Venture Capital Investment (not securities)

　　FOR THOSE WHO ARE REGISTERING FOR THE 2005 PROGRAM FOR THE FIRST TIME AND FOR ALL CANDIDATES WHO REMAIN IN THE PROGRAM AFTER 2007, THE FOLLOWING REQUIREMENTS AND WORK EXPERIENCE GUIDELINES APPLY.

　　Work Experience Guidelines For Eventual Award of the CFA? Charter

　　Four years of acceptable professional work experience are required before the CFA? charter can be awarded. This experience may be accrued while the candidate is in the CFA? Program, after the candidate has passed all three levels of examinations, or from previous positions. Acceptable Professional Work Experience as it relates to applicants seeking to become Charterholder Members, or Regular Members, includes activities that consist to a majority extent of:

　（i) evaluating or applying financial, economic and/or statistical data as part of the investment decision-making process involving securities or similar investments, which includes, but is not limited to, publicly traded and privately placed stocks, bonds and mortgages and their derivatives; commodity-based derivatives and mutual funds; and other investment assets, such as real estate and commodities, if these other investment assets are held as part of a diversified, securities-oriented investment portfolio; or

　　(ii) supervising, directly or indirectly, persons who practice such activities; or

　　(iii) teaching such activities.

　　CFA? CANDIDATES ARE REQUIRED TO SPEND 50 PERCENT OR MORE OF THEIR TIME IN THESE ACTIVITIES TO ACCRUE THE REQUIRED PROFESSIONAL WORK EXPERIENCE. Summer, part-time, and internship positions do not qualify. The following job titles are provided as a guide only. Job titles alone cannot convey the true nature of the underlying job duties. Therefore, to assess professional work experience, evaluate the nature of your job activity, as described previously, rather than merely the job title.

　　1. Client Service Representative or Relationship Manager

　　2. Compliance Analyst/Officer

　　3. Investment Consultant

　　4. Corporate Chief Financial Officer

　　5. Corporate Finance Analyst

　　6. Investment Banking Analyst

　　7. Derivatives Analyst

　　8. Economist

　　9. Institutional Sales Professional/Business Development

　　(Buy & Sell Side)

　　10. Investment Strategist

　　11. Portfolio Manager

　　12. Private Client Investment Advisor

　　13. Professor/Instructor

　　14. Quantitative Investment or Risk Analyst

　　15. Real Estate Investment Manager

　　16. Regulator/Supervisor of Investment Firm

　　17. Security/Investment Analyst

　　18. Securities Trader

　　19. Valuator of Closely Held Business

　　20. Venture Capital Analyst

　　扫一扫微信，*9时间获取2014年CFA考试报名时间和考试时间提醒

　　高顿网校特别提醒：已经报名2014年CFA考试的考生可按照复习计划有效进行！另外，高顿网校2014年CFA考试辅导高清网络课程已经开通，通过针对性地讲解、训练、答疑、模考，对学习过程进行全程跟踪、分析、指导，可以帮助考生全面提升备考效果。
　　报考指南：2014年CFA考试备考指南
　　免费题库：2014年CFA免费题库
　　考前冲刺：CFA考试备考专题
　　高清网课：CFA考试网络课程

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cfa备考热门问题解答

cfa证书就业岗位有哪些？: cfa考完后可以从事的工作包括公司会计、基金经理助理、投资管理师、股票研究分析师、基金分析师、投资产品分析师、券商助理分析师、交易员等。在全球范围内，cfa会员的雇主包括了摩根大通、汇丰银行等机构。

cfa考试内容有哪些？: cfa考试分为三个等级，cfa一级和二级考试科目包括《职业伦理道德》、《定量分析》、《经济学》、《财务报表分析》、《公司理财》、《投资组合管理》、《权益投资》、《固定收益投资》、《衍生品投资》、《其他类投资》。cfa三级考试科目包括《经济学》、《投资组合管理》、《权益投资》、《职业伦理道德》、《固定收益投资》、《其他类投资》、《衍生工具》。

cfa一年考几次？: cfa每年考试的次数每个级别均有不同，其中CFA一级考试每年设置四次，CFA二级考试每年设置三次，CFA三级考试每年设置两次。需注意，协会规定考生必须要按照CFA考试的三个级别，依次进行报考，且报考两个级别考试的窗口之前需至少间隔6个月。

cfa的含金量如何？: CFA证书全称Chartered Financial Analyst（特许注册金融分析师），是全球投资业里最为严格与高含金量资格认证，为全球投资业在道德操守、专业标准及知识体系等方面设立了规范与标准，具有较高的知名度和影响力。英国的国际学术认证中心，还将持有CFA证书视为拥有硕士学历水平，能让想进修的金融专业人士，充分学习等同于金融硕士的知识课程。此外，人民日报三年内连续四次推荐CFA证书！因此，无论是从国际知名度还是国内知名度来说，CFA资格认证的含金量和认可度都是非常高的。

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