STUDY SESSION 2
ETHICAL AND PROFESSIONAL
STANDARDS: Application
Reading 5: The Glenarm Company
The candidate should be able to:
a. evaluate the practices and policies presented;
b. explain the appropriate action to take in response to conduct that violates the CFA Institute Code of Ethics and Standards of Professional Conduct. Reading 6: Preston Partners
The candidate should be able to:
a. evaluate the practices and policies presented;
b. explain the appropriate action to take in response to conduct that violates the CFA Institute Code of Ethics and Standards of Professional Conduct.
Reading 7: Super Selection
The candidate should be able to:
a. evaluate the practices and policies presented;
b. explain the appropriate action to take in response to conduct that violates the CFA Institute Code of Ethics and Standards of Professional Conduct.
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