CFA(一级)道德部分模拟练习及答案解析:
Question:
Bart Wiley,CFA,agreed in writing with his former employer not to solicit former clients for a period of one year after his termination. After he left his former employer, he consulted with a lawyer about whether the agreement was legally enforceable. The lawyer advised Wiley that it was doubtful that the agreement could be enforced, so Wiley sent a marketing brochure about his new firm to his former clients. According to the Standards of Practice Handbook, which of the following statements is most accurate with respect to Wiley‘s conduct?
A. The Standards do not apply to Wiley’s conduct.
B. The Standards require Wiley to comply with the agreement with his former employer.
C. Because Wiley relied upon the opinion of legal counsel, he did not violate the Standards.
Answer:
Correct answer: B
--Demonstrate a thorough knowledge of the Code of Ethics and Standards of Professional Conduct by applying the Code and Standards to specific situations presenting multiple issues of questionable conduct.
A member‘s duty of loyalty to his employer prohibits him from violating any applicable non-compete agreement.
  高顿网校温馨提醒
 
  各位考生,2016年6月CFA备考已经开始,为了方便各位考生能更加系统地掌握考试大纲的重点知识,帮助大家充分备考,体验实战,高顿网校开通了全免费的CFA题库(包括精题真题和全真模考系统),题库里附有详细的答案解析,学员可以通过多种题型加强练习,通过针对性地训练与模考,对学习过程进行全面总结。点击进入CFA免费题库>>>

专业的CFA考生学习平台与职业发展平台,干货满满,抢鲜分享。欢迎关注微信号gaoduncfaCFA学习与分享QQ群:490459770  490459772  
精彩推荐:CFA招生专题

展开全文